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This checklist covers the repayment and recovery workflow — not loan origination or accounting. It is intended for NBFCs evaluating dedicated collection software to sit alongside their existing LMS or core lending system. The 10 sections cover: repayment channels (UPI AutoPay/eNACH), pre-due reminders, telecalling workflow, Promise-to-Pay management, DPD escalation, field recovery, bank reconciliation, LMS integration, RBI compliance, and CFO reporting. Each requirement is flagged as Must-Have or Good-to-Have.

NBFC · Procurement Guide

NBFC Collection Software
RFP Checklist 2026

A vendor-neutral evaluation framework for NBFC repayment and recovery software — 80 requirements across 10 sections, each flagged as Must-Have or Good-to-Have.

This checklist is specifically for collection and recovery software — not a loan management system (LMS) or loan origination system (LOS). Evaluate those separately.

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Scope of this checklist

This checklist covers collection and recovery workflow only: post-disbursement repayment, AutoPay mandate management, overdue follow-up, field recovery, and bank reconciliation. It does not cover loan origination, KYC, credit bureau integration, disbursement, interest accounting, or regulatory reporting — those are LMS/LOS requirements. If you are evaluating a platform that claims to do both, run the LMS evaluation separately and use this checklist only for the collection module.

1. Repayment Channel Coverage

Evaluate which payment modes the vendor supports natively, not via workaround.

UPI AutoPay mandate creation and execution
MUST
eNACH (National Automated Clearing House) mandate setup
MUST
UPI QR / payment link for one-time or field collection
MUST
NACH bounce detection and retry workflow
MUST
Cash collection with digital receipt (branch/field)
MUST
NEFT/RTGS receipt reconciliation
MUST
Cheque bounce handling and resubmission workflow
NICE
PDC management and tracking
NICE

2. Pre-Due Date Engagement

Reminders before the due date prevent first-time bounces — evaluate depth here.

Automated WhatsApp reminder 3–5 days before EMI due date
MUST
Automated WhatsApp reminder on due date
MUST
Customizable reminder templates (borrower name, amount, date, payment link)
MUST
SMS fallback when WhatsApp delivery fails
MUST
Email reminders for digital-first borrowers
NICE
IVR / voice call reminders for low-literacy borrowers
NICE

3. Overdue / Post-Bounce Telecalling Workflow

This is the highest-volume daily activity for collection staff — assess it carefully.

Prioritized overdue queue by DPD bucket and outstanding amount
MUST
Outbound call logging with outcome / disposition codes
MUST
Call-back scheduling per account
MUST
Supervisor view of team call activity and dispositions
MUST
Auto-dialer or click-to-call integration
NICE
Call recording storage and playback
NICE
WhatsApp chat log per borrower account
NICE
Multi-language scripts / disposition codes
NICE

4. Promise-to-Pay (PTP) Management

PTP is where collection breaks down most often — manual logs are not enough.

PTP date and amount logging per account
MUST
Automatic PTP-follow-up reminder to borrower on PTP date
MUST
Automatic broken-PTP flag when payment does not arrive
MUST
Broken-PTP escalation to team lead / supervisor
MUST
PTP compliance rate reporting by collector
MUST
PTP history per borrower (number of promises, broken, kept)
NICE
Borrower reliability score based on PTP history
NICE

5. DPD-Based Escalation Workflow

Each DPD bucket needs a different action — verify this is automated, not manual.

1–7 DPD: automated digital reminders (WhatsApp/SMS/email)
MUST
8–30 DPD: escalated follow-up + telecalling queue assignment
MUST
31–60 DPD: PTP request workflow + supervisor / manager notification
MUST
60+ DPD: legal notice trigger + field escalation flag
MUST
Configurable DPD thresholds per product type or segment
NICE
Automatic stop-credit or credit-limit-block at configured DPD
NICE

6. Field Recovery (Ground-Level Collection)

Critical for rural/semi-urban NBFCs, MFIs, and any lender with in-person recovery teams.

Field agent account allocation by area / pincode / DPD bucket
MUST
GPS-verified visit with timestamp and coordinates
MUST
Visit outcome logging: collected, PTP, refused, not-home
MUST
Cash collection with digital receipt sent to borrower
MUST
UPI QR / payment link collection in the field
MUST
Supervisor live view of agent locations and collection status
MUST
Cash-in-transit tracking per agent (collected vs deposited)
MUST
Offline capture with sync when connectivity returns
NICE
Route optimization (suggested visit sequence by geography)
NICE
Photo evidence capture at visit (borrower / premises)
NICE
Multi-language field agent UI
NICE

7. Bank Reconciliation & Payment Posting

Manual reconciliation is typically the biggest time-sink — ask specifically about this.

Auto-match NEFT/RTGS/UPI/NACH credits to loan accounts
MUST
Unmatched payment queue with suggested matches for manual review
MUST
Partial payment recording and outstanding recalculation
MUST
Duplicate payment detection and alert
MUST
Bank statement import (CSV/API) from HDFC, ICICI, SBI, Axis, Kotak
MUST
Export matched payment data back to LMS / accounting system
MUST
Multi-bank account support (escrow + operating accounts)
NICE

8. LMS / Core System Integration

Your collection tool must read loan data and push payment records back — confirm the integration method.

Import open loan accounts and EMI schedule from LMS/ERP
MUST
Export payment records back to LMS in standard format
MUST
CSV/Excel import as a minimum (no dependency on LMS API)
MUST
REST API integration for real-time sync (ask for documentation)
NICE
Support for Finnone, LendingCloud, Nucleus, custom CBS
NICE
Tally / BUSY export for accounts team
NICE

9. Compliance & RBI Recovery-Agent Guidelines

Non-compliance in field recovery creates regulatory and reputational risk — verify specifically.

Recovery agent visit timing compliance (no visits outside 7am–7pm)
MUST
GPS-verified visit audit trail for internal and regulator review
MUST
Digital receipt for every field collection (no handwritten receipts)
MUST
No contact with relatives or third parties (policy flag support)
MUST
Borrower communication log (WhatsApp/call/field) for audit
MUST
Fair Practices Code (FPC) acknowledgement workflow
NICE
RBI SC/RC reporting support
NICE

10. CFO & Portfolio Reporting

The CFO and MD need collection KPIs separate from AUM numbers — verify these exist.

DPD aging report by bucket, product, and branch
MUST
Collection efficiency by collector and team
MUST
Promise-to-Pay compliance rate
MUST
Bounce rate by product and channel
MUST
Field collection recovery rate per agent
MUST
DSO / collection cycle trend over time
NICE
Top defaulters dashboard (by amount, by DPD bucket)
NICE
Monthly/quarterly executive MIS export
NICE

8 Questions to Ask in Every Vendor Demo

Do not accept slide decks or screen recordings. Run a live demo on each of these — a vendor who cannot demonstrate live does not have it.

1Show me the live overdue queue — how are accounts prioritized?
2Show a PTP being logged — what happens automatically when the PTP date arrives without payment?
3Show the NACH bounce flow — what happens from bounce detection to retry to field escalation?
4Show me the field agent view on a phone and the supervisor GPS dashboard simultaneously.
5Import a CSV of 100 loan accounts and show me the first automated reminder going out.
6Show the bank reconciliation — import a bank statement, show auto-matched vs unmatched.
7Show me what the CFO sees: DPD aging, collection efficiency, bounce rate trend.
8What happens when a field agent is offline — can they still log outcomes and receipts?

Related Resources

LMS vs Loan Collection SoftwareNBFC Loan Collection SoftwareField Collection SoftwareField Collection App for Loans

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